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Automating Legal Concept Interpretation with LLMs: Retrieval, Generation, and Evaluation

Luo, Kangcheng, Huang, Quzhe, Jiang, Cong, Feng, Yansong

arXiv.org Artificial Intelligence

Legal articles often include vague concepts to adapt to the ever-changing society. Providing detailed interpretations of these concepts is a critical task for legal practitioners, which requires meticulous and professional annotations by legal experts, admittedly time-consuming and expensive to collect at scale. In this paper, we introduce a novel retrieval-augmented generation framework, ATRI, for AuTomatically Retrieving relevant information from past judicial precedents and Interpreting vague legal concepts. We further propose a new benchmark, Legal Concept Entailment, to automate the evaluation of generated concept interpretations without expert involvement. Automatic evaluations indicate that our generated interpretations can effectively assist large language models (LLMs) in understanding vague legal concepts. Multi-faceted evaluations by legal experts indicate that the quality of our concept interpretations is comparable to those written by human experts. Our work has strong implications for leveraging LLMs to support legal practitioners in interpreting vague legal concepts and beyond.


Knowledge-Infused Legal Wisdom: Navigating LLM Consultation through the Lens of Diagnostics and Positive-Unlabeled Reinforcement Learning

Wu, Yang, Wang, Chenghao, Gumusel, Ece, Liu, Xiaozhong

arXiv.org Artificial Intelligence

The integration of generative Large Language Models (LLMs) into various applications, including the legal domain, has been accelerated by their expansive and versatile nature. However, when facing a legal case, users without a legal background often struggle to formulate professional queries and may inadvertently overlook critical legal factors when presenting their case narrative to LLMs. To address this issue, we propose the Diagnostic Legal Large Language Model (D3LM), which utilizes adaptive lawyer-like diagnostic questions to collect additional case information and then provides high-quality feedback. D3LM incorporates an innovative graph-based Positive-Unlabeled Reinforcement Learning (PURL) algorithm, enabling the generation of critical questions and enhancing user-LLM interactions. Moreover, an integrated LLM-based stopping criterion facilitates precise Court Views Generation (CVG). Our research also introduces a new English-language CVG dataset based on the US case law database, enriching the realm of LLM research and deployment with a vital dimension. D3LM surpasses classical LLMs by delivering outstanding performance and a remarkable user experience in the legal domain.

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  Genre: Research Report > New Finding (0.68)
  Industry: Law > Statutes (0.46)

Event Grounded Criminal Court View Generation with Cooperative (Large) Language Models

Yue, Linan, Liu, Qi, Zhao, Lili, Wang, Li, Gao, Weibo, An, Yanqing

arXiv.org Artificial Intelligence

With the development of legal intelligence, Criminal Court View Generation has attracted much attention as a crucial task of legal intelligence, which aims to generate concise and coherent texts that summarize case facts and provide explanations for verdicts. Existing researches explore the key information in case facts to yield the court views. Most of them employ a coarse-grained approach that partitions the facts into broad segments (e.g., verdict-related sentences) to make predictions. However, this approach fails to capture the complex details present in the case facts, such as various criminal elements and legal events. To this end, in this paper, we propose an Event Grounded Generation (EGG) method for criminal court view generation with cooperative (Large) Language Models, which introduces the fine-grained event information into the generation. Specifically, we first design a LLMs-based extraction method that can extract events in case facts without massive annotated events. Then, we incorporate the extracted events into court view generation by merging case facts and events. Besides, considering the computational burden posed by the use of LLMs in the extraction phase of EGG, we propose a LLMs-free EGG method that can eliminate the requirement for event extraction using LLMs in the inference phase. Extensive experimental results on a real-world dataset clearly validate the effectiveness of our proposed method.


Enhancing Court View Generation with Knowledge Injection and Guidance

Li, Ang, Wu, Yiquan, Liu, Yifei, Wu, Fei, Cai, Ming, Kuang, Kun

arXiv.org Artificial Intelligence

Court View Generation (CVG) is a challenging task in the field of Legal Artificial Intelligence (LegalAI), which aims to generate court views based on the plaintiff claims and the fact descriptions. While Pretrained Language Models (PLMs) have showcased their prowess in natural language generation, their application to the complex, knowledge-intensive domain of CVG often reveals inherent limitations. In this paper, we present a novel approach, named Knowledge Injection and Guidance (KIG), designed to bolster CVG using PLMs. To efficiently incorporate domain knowledge during the training stage, we introduce a knowledge-injected prompt encoder for prompt tuning, thereby reducing computational overhead. Moreover, to further enhance the model's ability to utilize domain knowledge, we employ a generating navigator, which dynamically guides the text generation process in the inference stage without altering the model's architecture, making it readily transferable. Comprehensive experiments on real-world data demonstrate the effectiveness of our approach compared to several established baselines, especially in the responsivity of claims, where it outperforms the best baseline by 11.87%.


Dependency Learning for Legal Judgment Prediction with a Unified Text-to-Text Transformer

Huang, Yunyun, Shen, Xiaoyu, Li, Chuanyi, Ge, Jidong, Luo, Bin

arXiv.org Artificial Intelligence

Given the fact of a case, Legal Judgment Prediction (LJP) involves a series of sub-tasks such as predicting violated law articles, charges and term of penalty. We propose leveraging a unified text-to-text Transformer for LJP, where the dependencies among sub-tasks can be naturally established within the auto-regressive decoder. Compared with previous works, it has three advantages: (1) it fits in the pretraining pattern of masked language models, and thereby can benefit from the semantic prompts of each sub-task rather than treating them as atomic labels, (2) it utilizes a single unified architecture, enabling full parameter sharing across all sub-tasks, and (3) it can incorporate both classification and generative sub-tasks. We show that this unified transformer, albeit pretrained on general-domain text, outperforms pretrained models tailored specifically for the legal domain. Through an extensive set of experiments, we find that the best order to capture dependencies is different from human intuitions, and the most reasonable logical order for humans can be sub-optimal for the model. We further include two more auxiliary tasks: court view generation and article content prediction, showing they can not only improve the prediction accuracy, but also provide interpretable explanations for model outputs even when an error is made. With the best configuration, our model outperforms both previous SOTA and a single-tasked version of the unified transformer by a large margin.